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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-18
NY RA APPROVED 2024-04-22
  • NJ RA
    APPROVED
    Since 2024-11-18
  • NY RA
    APPROVED
    Since 2024-04-22

Branch Locations

85 Broad Street 22Nd,24Th Floor, New York, NY 10004 • UNITED STATES

Hoboken, NJ • United States

Massapequa, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Syosset NY 04/2020 02/2021
Mml Investors Services, Llc Syosset NY 03/2021 03/2021
Salem State University Salem MA 09/2016 05/2020
Salem State University Salem MA 09/2019 03/2020
Northwestern Mutual Farmingdale NY 06/2019 09/2019
Gnc Peabody MA 09/2017 05/2019
Oppenheimer New York NY 04/2021 Present
  • 04/2020 → 02/2021
    Massmutual Life Insurance Co
    Syosset, NY
  • 03/2021 → 03/2021
    Mml Investors Services, Llc
    Syosset, NY
  • 09/2016 → 05/2020
    Salem State University
    Salem, MA
  • 09/2019 → 03/2020
    Salem State University
    Salem, MA
  • 06/2019 → 09/2019
    Northwestern Mutual
    Farmingdale, NY
  • 09/2017 → 05/2019
    Gnc
    Peabody, MA
  • 04/2021 → Present
    Oppenheimer
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-19
S63 Uniform Securities Agent State Law Examination 2022-10-02
  • S65 Uniform Investment Adviser Law Examination
    2024-04-19
  • S63 Uniform Securities Agent State Law Examination
    2022-10-02

View on SEC IAPD

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