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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-18 |
| NY | RA | APPROVED | 2024-04-22 |
Branch Locations
85 Broad Street 22Nd,24Th Floor, New York, NY 10004 • UNITED STATES
Hoboken, NJ • United States
Massapequa, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Syosset | NY | 04/2020 | 02/2021 |
| Mml Investors Services, Llc | Syosset | NY | 03/2021 | 03/2021 |
| Salem State University | Salem | MA | 09/2016 | 05/2020 |
| Salem State University | Salem | MA | 09/2019 | 03/2020 |
| Northwestern Mutual | Farmingdale | NY | 06/2019 | 09/2019 |
| Gnc | Peabody | MA | 09/2017 | 05/2019 |
| Oppenheimer | New York | NY | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-02 |
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