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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-30
TX RA APPROVED_RES 2024-05-28
CT RA APPROVED 2022-12-20
  • NY RA
    APPROVED
    Since 2024-05-30
  • TX RA
    APPROVED_RES
    Since 2024-05-28
  • CT RA
    APPROVED
    Since 2022-12-20

Branch Locations

57 North St Ste 208, Danbury, CT 06810 • United States

Madison, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Portland CT 05/2019 Present
Nike Inc. Clinton CT 05/2017 02/2018
Farina Pizzeria Guilford CT 02/2016 08/2017
Full Time Student Guilford CT 08/2010 12/2021
  • 05/2019 → Present
    Portland, CT
  • 05/2017 → 02/2018
    Nike Inc.
    Clinton, CT
  • 02/2016 → 08/2017
    Farina Pizzeria
    Guilford, CT
  • 08/2010 → 12/2021
    Full Time Student
    Guilford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-17
  • S66 Uniform Combined State Law Examination
    2022-12-17

View on SEC IAPD

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