Kathleen Marie Shane

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2024-11-21

ME RA
APPROVED

Since 2024-11-21

Branch Locations

One Merchants Plaza Third Floor, Bangor, ME 04401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bangor	ME	05/2018	Present
Epstein Commercial Real Estate	Bangor	ME	05/2017	02/2018
Downeast Toyota	Brewer	ME	07/2004	05/2017

05/2018 → Present

Ubs Financial Services Inc.

Bangor, ME
05/2017 → 02/2018

Epstein Commercial Real Estate

Bangor, ME
07/2004 → 05/2017

Downeast Toyota

Brewer, ME

Other Businesses

1)Literacy Volunteers of Bangor,United States,Provides Literacy,Advisor or advisory group member if advice given may influence an officer/board,I am no longer a board member and only serve on the governance committee,Start date -4/1/2018

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-18

S66 Uniform Combined State Law Examination

2024-11-18

Other Names

Kathleen Marie Allen
Kathleen Marie Adams

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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