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Dean Thomas Marquis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Poughkeepsie, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2019-12-23
CT RA APPROVED 2019-09-12
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2019-12-23
  • CT RA
    APPROVED
    Since 2019-09-12

Branch Locations

2649 South Rd, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Poughkeepsie NY 05/2019 Present
Us Bancop Hackencask NJ 12/2015 05/2017
Taconic Capital Advisors Llp New York NY 05/2017 04/2019
Marist College Dutchess County NY 01/2015 12/2016
Bank Of America, N.A. Poughkeepsie NH 07/2019 Present
  • 05/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Poughkeepsie, NY
  • 12/2015 → 05/2017
    Us Bancop
    Hackencask, NJ
  • 05/2017 → 04/2019
    Taconic Capital Advisors Llp
    New York, NY
  • 01/2015 → 12/2016
    Marist College
    Dutchess County, NY
  • 07/2019 → Present
    Bank Of America, N.A.
    Poughkeepsie, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-11
  • S66 Uniform Combined State Law Examination
    2019-09-11
Other Names
  • Dean T. Marquis
  • Dean Marquis

View on SEC IAPD

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Other Investors

MARK STEVEN BURLINGAME
ALLISON ELISABETH CULLEY
MICHELLE LOUISE NOLEN
Christopher J Tomaskovic
MARY E WINTERS
DONALD GEORGE BELL
John J Gadonniex
MICHAEL M MATTES

Other Offices

ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · POUGHKEEPSIE, NY

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