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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-18
FL RA APPROVED 2021-12-10
CA RA APPROVED 2021-12-02
CO RA APPROVED 2021-12-02
  • TX RA
    APPROVED_RES
    Since 2022-01-18
  • FL RA
    APPROVED
    Since 2021-12-10
  • CA RA
    APPROVED
    Since 2021-12-02
  • CO RA
    APPROVED
    Since 2021-12-02

Branch Locations

1801 13Th Street, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 05/2019 05/2021
Stop And Shop Sandwich MA 11/2018 04/2019
Unemployed Sandwich MA 05/2018 11/2018
University Of Notre Dame Notre Dame IN 08/2014 05/2018
Walmart Bentonville AR 06/2017 08/2017
Fishermen's View Sandwich MA 07/2018 10/2018
Bank Of America, N.A. Denver CO 06/2019 05/2021
Equitable Advisors, Llc New York NY 06/2021 11/2021
Ubs Financial Services, Inc Boulder CO 12/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-23
  • S66 Uniform Combined State Law Examination
    2019-08-23
Other Names
  • Brian Clancy

View on SEC IAPD

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