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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-27 |
| TX | RA | APPROVED | 2021-04-27 |
| CT | RA | APPROVED | 2021-04-13 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 09/2020 | Present |
| Middlebury College | Middlebury | VT | 09/2016 | 05/2020 |
| The Beer Garden At Shippan Landing | Stamford | CT | 06/2018 | 08/2020 |
| Blind Brook | Rye Brook | NY | 09/2009 | 09/2016 |
*613536- Madison Square Garden; Investment related: No; New York, New York; National Hockey League; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 0; After business hours: 6; Emergency Backup Goalie
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-13 |
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