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Aubree N Pendleton

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-06
  • TX RA
    APPROVED_RES
    Since 2026-04-06

Branch Locations

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 05/2019 11/2023
Discover Financial Services West Valley City UT 07/2018 05/2019
Spirit Halloween Taylorsville UT 08/2015 09/2018
Morgan Stanley Sandy UT 01/2023 11/2023
Morgan Stanley Sandy UT 09/2023 11/2023
Baird Salt Lake City UT 11/2023 03/2025
Wells Fargo Clearing Services Salt Lake City UT 10/2025 Present
Unemployed Centerville UT 03/2025 09/2025
  • 05/2019 → 11/2023
    E*Trade Securities Llc
    Sandy, UT
  • 07/2018 → 05/2019
    Discover Financial Services
    West Valley City, UT
  • 08/2015 → 09/2018
    Spirit Halloween
    Taylorsville, UT
  • 01/2023 → 11/2023
    Morgan Stanley
    Sandy, UT
  • 09/2023 → 11/2023
    Morgan Stanley
    Sandy, UT
  • 11/2023 → 03/2025
    Baird
    Salt Lake City, UT
  • 10/2025 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 03/2025 → 09/2025
    Unemployed
    Centerville, UT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-19
  • S63 Uniform Securities Agent State Law Examination
    2022-12-19
Other Names
  • Aubree Nicole Peterson
  • Aubree Nicole Pendleton

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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