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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-15 |
| NY | RA | APPROVED | 2024-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Boston | MA | 02/2021 | 08/2024 |
| Jpmorgan Chase Bank Na | Boston | MA | 02/2021 | 08/2024 |
| Pools By Design | Middlebury | CT | 05/2013 | 12/2020 |
| Northwestern Mutual | West Hartford | CT | 05/2019 | 12/2019 |
| University Of Connecticut | Storrs | CT | 08/2018 | 05/2020 |
| Unemployed | Middlebury | CT | 01/2021 | 01/2021 |
| Jpmorgan Chase Bank, N.A. | Framingham | MA | 08/2024 | Present |
| J.P. Morgan Securities Llc | Framingham | MA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-26 |
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