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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-19 |
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
369 Third St, San Rafael, CA 94901 • United States
848 Southampton Rd, Benicia, CA 94510 • United States
1200 Tennessee St, Vallejo, CA 94590 • United States
2308 Magowan Dr, Santa Rosa, CA 95405 • United States
6500 Commerce Blvd, Rohnert Park, CA 94928 • United States
630 Las Gallinas Ave, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 05/2019 | 01/2022 |
| Redwood Credit Union | Santa Rosa | CA | 05/2019 | 01/2022 |
| Tri Counties Bank | Santa Rosa | CA | 01/2017 | 04/2019 |
| Sears Holdings | Santa Rosa | CA | 09/2014 | 01/2019 |
| Santa Rosa Junior College | Santa Rosa | CA | 06/2011 | 06/2017 |
| Sonoma State University | Santa Rosa | CA | 08/2017 | 05/2019 |
| North Bay Production Management | Santa Rosa | CA | 09/2010 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Rosa | CA | 01/2022 | 09/2023 |
| Bank Of America N.A. | Santa Rosa | CA | 01/2022 | 09/2023 |
| U.S. Bancorp Investments, Inc. | Rohnert Park | CA | 10/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Rohnert Park | CA | 02/2026 | Present |
1) Vigil Production Group; Non Investment-related; Santa Rosa, CA; Entertainment/ Events; Media Associate; Family Business; 01/2023; 4 hours/ month; 0 hours/ trading; Assisting with managing social media presence of business to promote various venues. On occasion be present at events to assist in co-hosting talent and patrons. 2) Luther Burbank Center for the Arts; Not investment-related; Santa Rosa, CA; Non-profit Organization; Board Member; 01/2026; 5 hours/month; 0 hours/trading; Attend monthly board meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-01 |
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