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Adem Abate

Corient

San Diego, CA

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-16
  • CA RA
    APPROVED
    Since 2024-09-16

Branch Locations

12265 El Camino Real Unit 300, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Rochester NY 07/2019 10/2019
Jp Morgan Chase Bank Rochester NY 11/2019 10/2020
Jp Morgan Securities Llc Rochester NY 11/2019 10/2020
Axa Advisors Rochester NY 07/2019 10/2019
St. John Fisher College Rochester NY 08/2014 05/2019
Ubs Nashville TN 10/2020 07/2022
Penserra Securities Orinda CA 07/2022 01/2024
Corient San Diego CA 03/2024 Present
Corient Services Llc Miami FL 03/2024 Present
  • 07/2019 → 10/2019
    Axa Advisors, Llc
    Rochester, NY
  • 11/2019 → 10/2020
    Jp Morgan Chase Bank
    Rochester, NY
  • 11/2019 → 10/2020
    Jp Morgan Securities Llc
    Rochester, NY
  • 07/2019 → 10/2019
    Axa Advisors
    Rochester, NY
  • 08/2014 → 05/2019
    St. John Fisher College
    Rochester, NY
  • 10/2020 → 07/2022
    Ubs
    Nashville, TN
  • 07/2022 → 01/2024
    Penserra Securities
    Orinda, CA
  • 03/2024 → Present
    Corient
    San Diego, CA
  • 03/2024 → Present
    Corient Services Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-14
S63 Uniform Securities Agent State Law Examination 2020-02-18
  • S65 Uniform Investment Adviser Law Examination
    2024-09-14
  • S63 Uniform Securities Agent State Law Examination
    2020-02-18

View on SEC IAPD

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Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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