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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

5595 S Sycamore St, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schlumberger Sugar Land TX 04/2009 05/2019
Cc Coaching And Consulting, Inc. Littleton CO 05/2019 Present
Cetera Wealth Services, Llc El Segundo CA 05/2019 Present
Alpenglow Apogee Llc Littleton CO 04/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2009 → 05/2019
    Schlumberger
    Sugar Land, TX
  • 05/2019 → Present
    Cc Coaching And Consulting, Inc.
    Littleton, CO
  • 05/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2020 → Present
    Alpenglow Apogee Llc
    Littleton, CO
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: CC COACHING AND CONSULTING, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REGISTERED REPRESENTATIVE/IAR START DATE: 5/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED REPRESENTATIVE/IAR 2. NAME OF OTHER BUSINESS: ALPENGLOW APOGEE LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2021 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-02
  • S66 Uniform Combined State Law Examination
    2019-10-02

View on SEC IAPD

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