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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2019-10-21
  • ME RA
    APPROVED
    Since 2019-10-21

Branch Locations

1071 Lisbon St Ste 3, Lewiston, ME 04240-5768 • United States

Centervale Farm Ste 110 200 Us Route 1, Scarborough, ME 04074-6002 • United States

Scarborough, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Scarborough ME 05/2019 03/2020
Wells Fargo Concord CA 11/2011 05/2019
Ameriprise Financial Services, Llc Scarborough ME 03/2020 Present
  • 05/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Scarborough, ME
  • 11/2011 → 05/2019
    Wells Fargo
    Concord, CA
  • 03/2020 → Present
    Scarborough, ME
Other Businesses

Business Ownership; Collaboration Partners, LLC; Co-owner; Manage Ameriprise Business; 200 US Route 1, Suite 110, Scarborough, ME, 04074; Investment-Related; 01/07/2026; 60 hours per month; 60 during trading hours. Outside Employment; Collaboration Partners, LLC; Co-owner; Manage advisory business; 200 US Route 1 Suite 110, Suite 110, Scarborough, ME, 04074; Investment-Related; 01/07/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-16
  • S66 Uniform Combined State Law Examination
    2019-08-16
Other Names
  • Nicholas Auger
  • Nicholas Andre Auger

View on SEC IAPD

Other Firms

Other Investors

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