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1155 Avenue Of The Americas 17Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-04 |
| CT | RA | APPROVED | 2024-09-03 |
| TX | RA | APPROVED | 2024-09-03 |
Branch Locations
1155 Avenue Of The Americas, 17Th Floor, New York, NY 10036 • United States
1155 Avenue Of The Americas, 17Th Floor, New York, NY 10036
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clsa Americas, Llc | New York | NY | 05/2019 | 08/2024 |
| Clsa Limited | Hong Kong | 09/2017 | 04/2019 | |
| Clsa Uk | London | 01/2014 | 09/2017 | |
| Clsa Americas, Llc | New York | NY | 08/2024 | Present |
Serves as Chairman/Director for CLSA Americas Holdings, Inc (as of 5/28/19). Serves as a Manager for CSI-USA (as of 5/28/19).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-14 |
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