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Allison Rae Thoms

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

Melville, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-10-07
  • NJ RA
    APPROVED
    Since 2019-10-07

Branch Locations

170 Broad St, Red Bank, NJ 07701 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 05/2019 Present
Wells Fargo Bank Red Bank NJ 04/2004 05/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-03
  • S66 Uniform Combined State Law Examination
    2019-10-03
Other Names
  • Allison Rae Calandrino
  • Allison Thoms

View on SEC IAPD

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CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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