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Jesse James Austin

Charles Schwab & Co., Inc.

Nashville, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-02-24
  • TN RA
    APPROVED
    Since 2026-02-24

Branch Locations

4012-B Hillsboro Pike Suite 103, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education Edwardsville IL 08/2017 05/2019
Salvation Army Kroc Center Quincy IL 07/2015 07/2017
Full Time Education Quincy IL 03/2016 05/2017
Axa Advisors, Llc Springfield IL 05/2019 07/2019
Guardian Life Insurance Company Tampa FL 08/2019 02/2020
Park Avenue Securities Tampa FL 01/2020 02/2020
Charles Schwab & Co., Inc. Westlake TX 01/2021 07/2025
Centene Tampa FL 02/2020 10/2020
Unemployed Quincy IL 11/2020 12/2020
Merrill Lynch, Pierce, Fenner & Smith, Inc. Nashville TN 08/2025 02/2026
Bank Of America, N.A. Nashville TN 11/2025 02/2026
Charles Schwab & Co., Inc. Nashville TN 02/2026 Present
Charles Schwab Bank, Ssb Nashville TN 02/2026 Present
  • 08/2017 → 05/2019
    Full Time Education
    Edwardsville, IL
  • 07/2015 → 07/2017
    Salvation Army Kroc Center
    Quincy, IL
  • 03/2016 → 05/2017
    Full Time Education
    Quincy, IL
  • 05/2019 → 07/2019
    Axa Advisors, Llc
    Springfield, IL
  • 08/2019 → 02/2020
    Guardian Life Insurance Company
    Tampa, FL
  • 01/2020 → 02/2020
    Park Avenue Securities
    Tampa, FL
  • 01/2021 → 07/2025
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 02/2020 → 10/2020
    Centene
    Tampa, FL
  • 11/2020 → 12/2020
    Unemployed
    Quincy, IL
  • 08/2025 → 02/2026
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Nashville, TN
  • 11/2025 → 02/2026
    Bank Of America, N.A.
    Nashville, TN
  • 02/2026 → Present
    Charles Schwab & Co., Inc.
    Nashville, TN
  • 02/2026 → Present
    Charles Schwab Bank, Ssb
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-03
S63 Uniform Securities Agent State Law Examination 2021-03-01
  • S66 Uniform Combined State Law Examination
    2024-04-03
  • S63 Uniform Securities Agent State Law Examination
    2021-03-01
Other Names
  • Austin R. Jesse James
  • Austin R Jesse James
  • Jesse James Ray Austin
  • Jesse Austin
  • Jesse James Ray Austin
  • Jesse James R Austin

View on SEC IAPD

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Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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