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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-24
NC RA APPROVED 2019-07-18
  • TX RA
    APPROVED
    Since 2019-07-24
  • NC RA
    APPROVED
    Since 2019-07-18

Branch Locations

3700 Glenwood Avenue Suite 300, Raleigh, NC 27612 • United States

4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Raleigh NC 05/2019 Present
Jlt Specialty Insurance Services Inc. Houston TX 11/2014 05/2019
Other Businesses

Washington & Lee University, Lexington, VA, USA, I have been active in the Washington & Lee Alumni Association since my graduation in 2003.No, No, 4/5/2016. The Forest Club, Houston, TX, USA. I have been an active member of this club since 2008. No, No, 3/14/2018.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-18
  • S66 Uniform Combined State Law Examination
    2019-07-18
Other Names
  • Wynne Sharpe
  • B. Wynne Sharpe
  • Bruce Wynne Sharpe
  • Bruce Wynne Sharpe

View on SEC IAPD

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