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Dylan James Otis

Rbc Rochdale, LLC

New York, NY

New York, NY

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-30
  • NY RA
    APPROVED
    Since 2024-09-30

Branch Locations

400 Park Avenue, New York, NY 10022 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnr Securities, Llc New York NY 08/2021 Present
New York Life Securities New York NY 03/2021 08/2021
The Lcf Group New Hyde Park NY 09/2020 03/2021
Northwestern Mutual Farmingdale NY 05/2019 08/2019
Sea Cliff Yacht Club Sea Cliff NY 05/2014 08/2018
Student At Michigan State University East Lansing MI 08/2018 05/2019
Student At Michigan State University East Lansing MI 08/2019 09/2020
  • 08/2021 → Present
    Cnr Securities, Llc
    New York, NY
  • 03/2021 → 08/2021
    New York Life Securities
    New York, NY
  • 09/2020 → 03/2021
    The Lcf Group
    New Hyde Park, NY
  • 05/2019 → 08/2019
    Northwestern Mutual
    Farmingdale, NY
  • 05/2014 → 08/2018
    Sea Cliff Yacht Club
    Sea Cliff, NY
  • 08/2018 → 05/2019
    Student At Michigan State University
    East Lansing, MI
  • 08/2019 → 09/2020
    Student At Michigan State University
    East Lansing, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-28
  • S66 Uniform Combined State Law Examination
    2024-09-28
Other Names
  • Dylan Otis

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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