Lixi Jiang

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-14
NY	RA	APPROVED	2022-01-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pruco Securities Llc	Brooklyn	NY	03/2020	11/2021
Hsbc Bank Usa N.A.	New York	NY	07/2019	02/2020
Maximus Inc.	New York	NY	11/2016	07/2019
Tad Pgs Inc./Maximus Inc.	New York	NY	06/2016	11/2016
The Prudential Insurance Company Of America	Brooklyn	NY	06/2020	11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Brooklyn	NY	11/2021	Present
Abest Care Inc	New York	NY	05/2019	07/2019
Fillmore Real Estate	Brooklyn	NY	07/2020	11/2021
Us Census	Brooklyn	NY	08/2020	10/2020

03/2020 → 11/2021

Pruco Securities Llc

Brooklyn, NY
07/2019 → 02/2020

Hsbc Bank Usa N.A.

New York, NY
11/2016 → 07/2019

Maximus Inc.

New York, NY
06/2016 → 11/2016

Tad Pgs Inc./Maximus Inc.

New York, NY
06/2020 → 11/2021

The Prudential Insurance Company Of America

Brooklyn, NY
11/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brooklyn, NY
05/2019 → 07/2019

Abest Care Inc

New York, NY
07/2020 → 11/2021

Fillmore Real Estate

Brooklyn, NY
08/2020 → 10/2020

Us Census

Brooklyn, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-05-08
S63	Uniform Securities Agent State Law Examination	2019-12-23

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