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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-20 |
| NY | RA | APPROVED | 2025-03-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2019 | 01/2025 |
| Northwestern Mutual Investment Services Llc | New York | NY | 11/2019 | 01/2025 |
| Equinox | New York | NY | 04/2015 | 05/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2020 | 01/2025 |
| Mml Investors Services, Llc | New York | NY | 01/2025 | Present |
| Massmutual Life Insurance Company | New York | NY | 01/2025 | Present |
1) NAME: Identiti Financial, INV REL: Y, ADD: 90 Park Avenue, 17th Floor, New York, NY 10016 NATURE: Outside insurance Sales POSITION: Insurance Broker, START DATE: 1/21/2025, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 5, DUTIES: Life, Disability, Equity-Fixed life, Long-term care, Fixed Annuities, Health 2) NAME: MDE 6 LLC, INV REL: N, ADD: Residential Address, NATURE/DUTIES: Legal entity established for business purposes, POSITION: OWNER, START DATE: 7/22/2020, NO. HR/MO: 80, NO. HR/MO DURING SEC TRADING: 80
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-08 |
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