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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-19
FL RA APPROVED 2023-05-10
  • TX RA
    APPROVED
    Since 2024-07-19
  • FL RA
    APPROVED
    Since 2023-05-10

Branch Locations

350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors Llc Boca Raton FL 02/2021 10/2021
Equitable Advisors Llc Boca Raton FL 06/2020 02/2021
University Of Central Florida Orlando FL 08/2017 05/2020
Bentman & Geller, Cpa'S, P.A. Coconut Creek FL 05/2017 08/2017
Office Depot Orlando FL 05/2018 07/2018
Florida State University Tallahassee FL 01/2016 05/2017
Hennion & Walsh, Inc. Boca Raton FL 01/2022 02/2022
Wells Fargo Clearing Services, Llc Coral Springs FL 03/2022 Present
Unemployed Parkland FL 11/2021 12/2021
Axa Advisors, Llc Orlando FL 10/2019 11/2019
  • 02/2021 → 10/2021
    Equitable Advisors Llc
    Boca Raton, FL
  • 06/2020 → 02/2021
    Equitable Advisors Llc
    Boca Raton, FL
  • 08/2017 → 05/2020
    University Of Central Florida
    Orlando, FL
  • 05/2017 → 08/2017
    Bentman & Geller, Cpa'S, P.A.
    Coconut Creek, FL
  • 05/2018 → 07/2018
    Office Depot
    Orlando, FL
  • 01/2016 → 05/2017
    Florida State University
    Tallahassee, FL
  • 01/2022 → 02/2022
    Hennion & Walsh, Inc.
    Boca Raton, FL
  • 03/2022 → Present
    Coral Springs, FL
  • 11/2021 → 12/2021
    Unemployed
    Parkland, FL
  • 10/2019 → 11/2019
    Axa Advisors, Llc
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-12
  • S66 Uniform Combined State Law Examination
    2023-04-12
Other Names
  • Alec Bentman

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