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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED | 2025-06-04 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
4370 La Jolla Village Dr Ste 640, San Diego, CA 92122 • United States
4370 La Jolla Village Drive. Suite 640, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | La Jolla | CA | 05/2019 | 06/2025 |
| Global Gifting | San Diego | CA | 01/2016 | 03/2019 |
| University Of Nevada, Reno | Reno | NV | 08/2014 | 05/2018 |
| Carl Burger Jeep, Dodge, Ram World | San Diego | CA | 09/2018 | 03/2019 |
| City National Bank | La Jolla | CA | 11/2019 | 12/2023 |
| Lpl Financial Llc | San Diego | CA | 06/2025 | Present |
1- 05/2025 / Cowboy Carter LLC / Business Entity For Tax/Investment Purposes Only / non investment related/ 5 hrs mnth / start 05/22/2025 2- 05/2025 / Evermark Investment Partners / DBA for LPL Business (entity for LPL business) / Investment Related / at location / start 06/04/2025 3-05/2025 / Dividend Capital LLC / Business Entity For Tax/Investment Purposes Only / non investment related / 160 hrs mnth / 8 hrs during trading / start 04/24/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-21 |
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