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Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-24 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Yonkers, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Yonkers | NY | 05/2020 | 10/2020 |
| Akam | New York | NY | 11/2020 | 01/2021 |
| Acap | Chicago | IL | 01/2021 | 05/2021 |
| City National Rochdale | New York | NY | 06/2021 | Present |
| Morgan Stanley | Baltimore | MD | 06/2019 | 08/2019 |
| Wework | New York | NY | 06/2018 | 08/2018 |
| Loyola University Maryland | Baltimore | MD | 05/2016 | 05/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-22 |
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