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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-14
  • CA RA
    APPROVED
    Since 2026-05-14

Branch Locations

31250 Palos Verdes Dr W, Rancho Palos Verdes, CA 90275 • United States

29941 Hawthorne Blvd, Rancho Palos Verdes, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank Carson CA 11/2010 07/2020
Jpmorgan Chase Bank, N.A. Rancho Palos Verdes CA 09/2020 Present
J.P. Morgan Securities Llc Rancho Palos Verdes CA 09/2020 Present
Cetera Investment Services Llc Carson CA 04/2019 06/2020
Unemployed Lakewood CA 08/2020 08/2020
  • 11/2010 → 07/2020
    East West Bank
    Carson, CA
  • 09/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Rancho Palos Verdes, CA
  • 09/2020 → Present
    Rancho Palos Verdes, CA
  • 04/2019 → 06/2020
    Cetera Investment Services Llc
    Carson, CA
  • 08/2020 → 08/2020
    Unemployed
    Lakewood, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-11
S63 Uniform Securities Agent State Law Examination 2020-07-30
  • S66 Uniform Combined State Law Examination
    2026-05-11
  • S63 Uniform Securities Agent State Law Examination
    2020-07-30
Other Names
  • Jenny Cheng

View on SEC IAPD

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