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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-14 |
Branch Locations
31250 Palos Verdes Dr W, Rancho Palos Verdes, CA 90275 • United States
29941 Hawthorne Blvd, Rancho Palos Verdes, CA 90275 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | Carson | CA | 11/2010 | 07/2020 |
| Jpmorgan Chase Bank, N.A. | Rancho Palos Verdes | CA | 09/2020 | Present |
| J.P. Morgan Securities Llc | Rancho Palos Verdes | CA | 09/2020 | Present |
| Cetera Investment Services Llc | Carson | CA | 04/2019 | 06/2020 |
| Unemployed | Lakewood | CA | 08/2020 | 08/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-30 |
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