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Brian Halter

Janney Montgomery Scott LLC

Glastonbury, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-02
CT RA APPROVED 2021-09-27
TX RA APPROVED 2021-09-27
  • FL RA
    APPROVED
    Since 2023-08-02
  • CT RA
    APPROVED
    Since 2021-09-27
  • TX RA
    APPROVED
    Since 2021-09-27

Branch Locations

95 Glastonbury Boulevard Suite 404, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Hartford CT 06/2018 11/2018
Complex Hartford CT 06/2017 11/2017
Complex Net Hartford CT 07/2016 11/2016
Unemployed Rocky Hill CT 12/2016 05/2017
Unemployed Rocky Hill CT 11/2017 05/2018
Unemployed Rocky Hill CT 12/2018 05/2019
Axa Advisors, Llc New York NY 05/2019 06/2020
Equitable Advisors, Llc New York NY 05/2019 09/2020
Morgan Stanley West Hartford CT 09/2020 09/2021
Janney Montgomery Scott Llc Glastonbury CT 09/2021 Present
Texas Roadhouse Manchester CT 12/2023 12/2024
  • 06/2018 → 11/2018
    State Farm Insurance
    Hartford, CT
  • 06/2017 → 11/2017
    Complex
    Hartford, CT
  • 07/2016 → 11/2016
    Complex Net
    Hartford, CT
  • 12/2016 → 05/2017
    Unemployed
    Rocky Hill, CT
  • 11/2017 → 05/2018
    Unemployed
    Rocky Hill, CT
  • 12/2018 → 05/2019
    Unemployed
    Rocky Hill, CT
  • 05/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2019 → 09/2020
    Equitable Advisors, Llc
    New York, NY
  • 09/2020 → 09/2021
    Morgan Stanley
    West Hartford, CT
  • 09/2021 → Present
    Janney Montgomery Scott Llc
    Glastonbury, CT
  • 12/2023 → 12/2024
    Texas Roadhouse
    Manchester, CT
Previous Registrations
Other Businesses

I perform music under the name, Brian Halter Music, at bars, restaurants, and private events for monetary compensation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-29
  • S66 Uniform Combined State Law Examination
    2020-02-29

View on SEC IAPD

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Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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