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Alexander D Kaiser

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boulder, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-19
CO RA APPROVED 2024-02-01
  • TX RA
    APPROVED
    Since 2024-03-19
  • CO RA
    APPROVED
    Since 2024-02-01

Branch Locations

921 Walnut St, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lafayette CO 10/2022 Present
Unemployed Evergreen CO 05/2022 10/2022
University Of Colorado Boulder Boulder CO 08/2018 05/2022
Dodds Wealth Management Group Denver CO 05/2019 08/2019
Hiwan Golf Club Evergreen CO 05/2015 09/2018
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lafayette, CO
  • 05/2022 → 10/2022
    Unemployed
    Evergreen, CO
  • 08/2018 → 05/2022
    University Of Colorado Boulder
    Boulder, CO
  • 05/2019 → 08/2019
    Dodds Wealth Management Group
    Denver, CO
  • 05/2015 → 09/2018
    Hiwan Golf Club
    Evergreen, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-31
  • S66 Uniform Combined State Law Examination
    2024-01-31
Other Names
  • Alexander Daniel Kaiser

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · Boulder, CO
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J.P. MORGAN SECURITIES LLC · BOULDER, CO
MORGAN STANLEY · Boulder, CO
ENDEAVOR PRIVATE WEALTH, INC. · BOULDER, CO
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