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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-21
NY RA APPROVED 2023-02-03
  • TX RA
    APPROVED
    Since 2023-06-21
  • NY RA
    APPROVED
    Since 2023-02-03

Branch Locations

250 West 34Th Street One Penn Plaza Ste 2035, New York, NY 10119-0002 • United States

Syosset, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New York NY 04/2019 Present
Massmutual Life Insurance Company New York NY 06/2022 Present
Syosset Public Schools Syosset NY 06/2012 06/2019
Baruch College Macaulay Honors Program New York City NY 08/2019 06/2020
Cornell University Ithaca NY 08/2020 Present
  • 04/2019 → Present
    New York, NY
  • 06/2022 → Present
    Massmutual Life Insurance Company
    New York, NY
  • 06/2012 → 06/2019
    Syosset Public Schools
    Syosset, NY
  • 08/2019 → 06/2020
    Baruch College Macaulay Honors Program
    New York City, NY
  • 08/2020 → Present
    Cornell University
    Ithaca, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-08-04
S65 Uniform Investment Adviser Law Examination 2021-08-20
  • S63 Uniform Securities Agent State Law Examination
    2022-08-04
  • S65 Uniform Investment Adviser Law Examination
    2021-08-20

View on SEC IAPD

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