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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-02 |
| GA | RA | APPROVED | 2026-01-08 |
| VA | RA | APPROVED | 2026-01-08 |
| AL | RA | APPROVED | 2026-01-07 |
| LA | RA | APPROVED | 2026-01-07 |
| NC | RA | APPROVED | 2021-04-15 |
| SC | RA | APPROVED | 2021-04-15 |
| TX | RA | APPROVED | 2021-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chapin Elementary/Middle/High | Chaplin | SC | 08/2009 | 06/2017 |
| Camp Cedar Cliff | Asheville | NC | 06/2014 | 08/2019 |
| Jpeters | Chapin | SC | 08/2016 | 10/2016 |
| Abner Montessori | Chapin | SC | 10/2016 | 08/2017 |
| University Of South Carolina Football Team | Columbia | SC | 06/2017 | 06/2019 |
| Ameriprise Financial Services, Llc | Columbia | SC | 06/2019 | 03/2021 |
| Lpl Financial Llc | Irmo | SC | 04/2021 | Present |
| University Of South Carolina | Columbia | SC | 08/2017 | 05/2021 |
| Independent Advisor Alliance | Irmo | SC | 04/2021 | Present |
1. 4/15/2021 - Blackbridge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started April 2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 4/21/2021 - Independent Advisor Alliance - DBA: (Hybrid) Blackbridge Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 4/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/21/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started April 2021 - 160 Hours Per Month During/8 Hours Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/18/2021 - SAGE Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/12/2021 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-05 |
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