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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-29 |
| CO | RA | APPROVED | 2021-04-15 |
Branch Locations
2979 W Main St Suite 300-309, Littleton, CO 80120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2019 | 03/2021 |
| Northwestern Mutual Investment Services Llc | Lakewood | CO | 05/2019 | 03/2021 |
| Mundo Real Estate Llc Dba Tritheswim Dot Com | Highlands Ranch | CO | 04/2013 | Present |
| American Income Life | Aurora | CT | 10/2018 | 02/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2019 | 03/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2021 | Present |
| Cetera Investment Advisers Llc | Littleton | CO | 04/2021 | Present |
1) MUNDO REAL ESTATE LLC, ONLINE RETAIL CONSULTING, 100% OWNER, <1HR/WK 2) THE NETWORK, INC, LIMITED PARTNER, LUNCH MEETINGS, <3HRS/YR 3) QUETZAL GLOBAL DBA THE FITNESS XCHANGE, LIMITED PARTNER, GYM LIQUIDATIONS, BOOKKEEPING, LUNCH MEETINGS TO DISCUSS FINANCIALS, <20 HRS/YR 4) COLLEGE PLANNING SOFTWARE FROM COLLEGE FUNDING SOLUTIONS, INC, OWNER / SOLE PROPRIETOR, FAMILIES REQUEST INFORMATION ON COLLEGE PLANNING, PROVIDE THEM WITH SOFTWARE AND LICENSING TO HAVE CFS MAINTAIN ONGOING RELATIONSHIP WITH CLIENT 2) BOOKKEEPER FOR SPOUSE'S LEGAL PRACTICE, BALDWIN CORTES LLC, 2-3/HRS/WK;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-22 |
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