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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-04-30 |
Branch Locations
949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance | Memphis | TN | 03/2019 | 12/2022 |
| Mml Investors Services, Llc | Memphis | TN | 04/2019 | 12/2022 |
| Jack Erb Company | Memphis | TN | 06/2012 | 03/2019 |
| Mml Investors Services, Llc | Memphis | TN | 04/2024 | Present |
| Massmutual Life Insurance Company | Memphis | TN | 04/2024 | Present |
| Anovo Rx | Memphis | TN | 01/2023 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-18 |
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