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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-09
  • CO RA
    APPROVED
    Since 2026-07-09

Branch Locations

90 S Cascade Ave, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Colorado Springs CO 04/2019 06/2025
Charter Communications Colorado Springs CO 08/2018 04/2019
Unemployed Colorado Springs CO 08/2017 08/2018
California Casualty Management Co Colorado Springs CO 06/2014 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Colorado Springs CO 06/2026 Present
Unemployed Colorado Springs CO 06/2025 06/2026
Bank Of America, N.A. Colorado Springs CO 07/2026 Present
  • 04/2019 → 06/2025
    T. Rowe Price
    Colorado Springs, CO
  • 08/2018 → 04/2019
    Charter Communications
    Colorado Springs, CO
  • 08/2017 → 08/2018
    Unemployed
    Colorado Springs, CO
  • 06/2014 → 08/2017
    California Casualty Management Co
    Colorado Springs, CO
  • 06/2026 → Present
    Colorado Springs, CO
  • 06/2025 → 06/2026
    Unemployed
    Colorado Springs, CO
  • 07/2026 → Present
    Bank Of America, N.A.
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-06
S63 Uniform Securities Agent State Law Examination 2019-10-22
  • S66 Uniform Combined State Law Examination
    2021-08-06
  • S63 Uniform Securities Agent State Law Examination
    2019-10-22

View on SEC IAPD

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