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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-01-07 |
| NJ | RA | APPROVED | 2024-10-28 |
| HI | RA | APPROVED | 2024-10-10 |
| LA | RA | APPROVED | 2024-10-10 |
| MT | RA | APPROVED | 2024-10-03 |
| CA | RA | APPROVED | 2024-10-02 |
| DE | RA | APPROVED | 2024-10-02 |
| FL | RA | APPROVED | 2024-10-02 |
| GA | RA | APPROVED | 2024-10-02 |
| PA | RA | APPROVED | 2024-10-02 |
| CO | RA | APPROVED | 2024-10-01 |
| MD | RA | APPROVED | 2024-10-01 |
| WA | RA | APPROVED | 2024-10-01 |
| NY | RA | APPROVED | 2024-08-30 |
| TX | RA | APPROVED | 2024-08-30 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 03/2021 | 08/2024 |
| Morgan Stanley | New York | NY | 06/2019 | 08/2019 |
| American Skating Entertainment Centers | Elmsford | NY | 11/2013 | Present |
| Hunter College | New York | NY | 09/2016 | 05/2020 |
| Baruch College Zicklin School Of Business | New York | NY | 09/2020 | Present |
| Ubs Financial Services Inc | New York | NY | 08/2024 | Present |
*428803- Figure Skating Lessons; Investment related - No; Larchmont, NY; Sports / Figure Skating; Employee (proprietor, partner, officer, director, employee, trustee, agent); Nov 2013; During business hours: 0; After business hours: 4; Instructor *428804 - Babysitting; Investment related - No; Larchmont, NY; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2013; During business hours: 0; After business hours: 6; *428800 - American Skating Entertainment Centers; Investment related - No; Larchmont, NY; Sports / Figure Skating; Employee (proprietor, partner, officer, director, employee, trustee, agent); Nov 2013; During business hours: 0; After business hours: 12; Instructor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-26 |
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