Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-15 |
| CA | RA | APPROVED | 2025-01-14 |
| NY | RA | APPROVED | 2022-02-07 |
| NJ | RA | APPROVED | 2020-09-11 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 05/2019 | 07/2019 |
| Seer Capital Management Lp | New York | NY | 06/2018 | 07/2018 |
| Education | Ann Arbor | MI | 06/2016 | 07/2020 |
| Ubs Financial Services Inc. | Weehawken | NJ | 07/2020 | Present |
1) Tru Properties Acquisition LLC/ investment related?: /19 Wyckoff St, Brooklyn, NY 11201 /Partnership/ Real Estate/Upkeep of rental property (landlord responsibilities)/ start date:8/31/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-10 |
Reach out to this advisor