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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-15 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wisdomtree Asset Management, Inc. | Duxbury | MA | 09/2020 | 04/2021 |
| Foreside Fund Services, Llc | Duxbury | MA | 10/2020 | 04/2021 |
| Union College | Schenectady | NY | 09/2016 | 06/2020 |
| Foreside Fund Services, Llc | New York | NY | 04/2021 | 01/2022 |
| Wisdomtree Asset Management, Inc. | New York | NY | 04/2021 | 01/2022 |
| Dakota Wealth, Llc | Palm Beach Gardens | FL | 02/2022 | 08/2025 |
| Morgan Stanley | Norwell | MA | 06/2019 | 08/2019 |
| Neuberger Berman | New York | NY | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-01-17 |
| S66 | Uniform Combined State Law Examination | 2022-04-15 |
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