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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-26 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2017 | Present |
| Sleepys /Mattress Firm | New York | NY | 03/2013 | 11/2017 |
| J.P. Morgan Securities Llc | New York | NY | 04/2019 | Present |
| Luxury Boutique Inc. | Rego Park | NY | 04/2019 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: LUXURY BOUTIQUE INC. POSITION: OWNER START DATE: 4/16/2019 ADDRESS: 6393 Rego Park, NY DETAILS: SELLING CLOTHES ON DIFFERENT APPS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 32 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-12 |
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