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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-08-25
  • VA RA
    APPROVED
    Since 2014-08-25

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

1408-A Roseneath Road, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investments Richmond VA 08/2014 Present
  • 08/2014 → Present
    New York Life Investments
    Richmond, VA
Previous Registrations
  • 2008-06-01 → 2014-08-18
    Midlothian, VA
    Accomac, VA
    Norfolk, VA
  • 2007-08-21 → 2008-06-01
    Bi Investments, Llc
    Glen Allen, VA
  • 2007-04-02 → 2007-08-14
    Morgan Stanley & Co. Llc
    Richmond, VA
  • 2005-06-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Richmond, VA
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-17
  • S66 Uniform Combined State Law Examination
    2005-06-17
Other Names
  • Sean Thomas O'DOnnell
  • Sean Thomas O'DOnnell

View on SEC IAPD

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