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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-05
UT RA APPROVED 2024-06-26
  • TX RA
    APPROVED
    Since 2024-07-05
  • UT RA
    APPROVED
    Since 2024-06-26

Branch Locations

1001 East 2100 S, Salt Lake City, UT 84106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 06/2021 Present
Bank Of America Na Salt Lake City UT 06/2021 Present
Goldenwest Credit Union Salt Lake City UT 08/2019 05/2021
Northwestern Mutual Salt Lake City UT 04/2019 07/2019
Tonyburgers Salt Lake City UT 01/2018 04/2019
University Of Utah Salt Lake City UT 08/2016 12/2020
  • 06/2021 → Present
    Salt Lake City, UT
  • 06/2021 → Present
    Bank Of America Na
    Salt Lake City, UT
  • 08/2019 → 05/2021
    Goldenwest Credit Union
    Salt Lake City, UT
  • 04/2019 → 07/2019
    Northwestern Mutual
    Salt Lake City, UT
  • 01/2018 → 04/2019
    Tonyburgers
    Salt Lake City, UT
  • 08/2016 → 12/2020
    University Of Utah
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-19
  • S66 Uniform Combined State Law Examination
    2024-03-19
Other Names
  • Chris Ruehman

View on SEC IAPD

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