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521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-16 |
Branch Locations
521 5Th Avenue, 15Th Floor, New York, NY 10175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | 08/2022 |
| Polo Ralph Lauren | Oshkosh | WI | 09/2015 | 12/2017 |
| Fluno Center | Madison | WI | 03/2018 | 05/2019 |
| Fox River Brewing Company | Oshkosh | WI | 04/2018 | 08/2018 |
| National Exchange Bank & Trust | Fond Du Lac | WI | 05/2018 | 08/2018 |
| University Of Wisconsin - Madison, School Of Human Ecology | Madison | WI | 01/2019 | 05/2021 |
| Googins Advisors | Middleton | WI | 03/2019 | 03/2020 |
| Cyclebar | Madison | WI | 06/2019 | 10/2020 |
| Rmb Capital | Chicago | IL | 07/2020 | 08/2020 |
| Aurora Health Care | Oshkosh | WI | 10/2020 | 05/2021 |
| Laconia High School | Rosendale | WI | 09/2013 | 05/2017 |
| University Of Wisconsin - Madison | Madison | WI | 09/2017 | 05/2021 |
| Retirable | New York | NY | 08/2022 | 08/2024 |
| Wealthspire Advisors Llc | New York | NY | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-11 |
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