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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2021-04-05
  • ND RA
    APPROVED
    Since 2021-04-05

Branch Locations

118 6Th St N, Wahpeton, ND 58075 • United States

213 Central Ave N, Valley City, ND 58072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valley City State University Valley City ND 07/2007 07/2019
Thrivent Investment Management Inc Valley City ND 05/2019 Present
Thrivent Financial Appleton WI 08/2019 10/2019
Thrivent Financial Appleton WI 10/2019 Present
  • 07/2007 → 07/2019
    Valley City State University
    Valley City, ND
  • 05/2019 → Present
    Valley City, ND
  • 08/2019 → 10/2019
    Thrivent Financial
    Appleton, WI
  • 10/2019 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

VALLEY CITY HOCKEY CLUB POSITION: President NATURE: The Valley City Hockey Club provide support to local youth wanting to participate in the sport of hockey. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: PO Box 91, Valley City ND 58072, United States DESCRIPTION: Support mission and influence direction of hockey club volunteer to support fundraising efforts volunteer at hockey club events and training JVC PROWL ALLIANCE BOARD POSITION: Member as President of Valley City Hockey Club NATURE: This board serves as the governing body for the coop between Jamestown and Valley City hockey for upper level teams. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: PO Box 1231, Jamestown ND 58402, United States DESCRIPTION: Serve in the capacity of helping move the coop in a forward direction and serve as a liaison between the two organizations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-29
S63 Uniform Securities Agent State Law Examination 2019-08-12
  • S66 Uniform Combined State Law Examination
    2021-03-29
  • S63 Uniform Securities Agent State Law Examination
    2019-08-12
Other Names
  • Stephanie Ann Trautman
  • Steph Ann Roelfsema

View on SEC IAPD

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