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11939 N Meridian St Ste 225, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-12-07 |
Branch Locations
11939 N Meridian St Ste 225, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command | Indianapolis | IN | 04/2019 | 01/2020 |
| Tba & Oil Warehouse | Anderson | IN | 06/2017 | 06/2018 |
| Permar Security | Muncie | IN | 08/2018 | 10/2018 |
| Geodis Logistics | Plainfield | IN | 11/2015 | 05/2017 |
| Indiana Army National Guard | Scottsburg | IN | 06/2010 | Present |
| First Command Financial Planning, Inc. | Fort Worth | TX | 01/2020 | 12/2021 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 01/2020 | 12/2021 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 01/2020 | 12/2021 |
| Four Quadrant Wealth Advisors, Inc. | Carmel | IN | 12/2021 | Present |
Name of the other business: Indiana Army National Guard Whether the business is investment-related: No Address of the other business: 1015 S Main St, Scottsburg, IN 47170 Nature of the other business: Military Your position, title, or relationship with the other business: Sergeant/Production Controller The start date of your relationship: 06/21/10 The approximate number of hours/month you devote to the other business: 21 - 40 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Order and receive parts for vehicle maintenance and manage associated work orders
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-14 |
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