Alex Joseph Krumbholz

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2023 → Present
  Principal Life Insurance Company
  West Des Moines, IA
• 09/2023 → Present
  Principal Securities, Inc.
  West Des Moines, IA
• 02/2021 → Present
  Naviture
  West Des Moines, IA
• 04/2019 → 02/2021
  Vision Financial Group
  Des Moines, IA
• 04/2018 → 04/2019
  Ludwig Closings, Llc
  West Des Moines, IA
• 05/2015 → 05/2019
  Iowa Realty
  West Des Moines, IA

Other Businesses

**AA, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2021 ADDRESS: 1313 S 11th St, Adel IA 50003, United States DESCRIPTION: The purpose of the LLC is to hold residential real estate that generates passive income. The LLC is a partnership that is split 50/50 with my wife, Amber Krumbholz. **AA1, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2021 ADDRESS: 1313 S 11th, Adel IA 50003, United States DESCRIPTION: The purpose of the LLC is to hold residential real estate that generates passive income. The LLC is a partnership that is split 50/50 with my wife, Amber Krumbholz. **RENTAL INCOME POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2021 ADDRESS: 1313 S 11th St, Adel IA 50003, United States DESCRIPTION: Rental income from owning residential investment properties held in the name of two LLCs. (AA, LLC & AA1, LLC). **NAVITURE (DBA) POSITION: Registered Representative NATURE: Life Insurance, Annuities, Mutual Funds, Securities, VAs, VL, Group/Health Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/12/2024 ADDRESS: 6701 Westown Pkwy, Ste 200, West Des Moines IA 50266, United States DESCRIPTION: Going to be affiliated with the Naviture team. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 10/16/2024 ADDRESS: 6701 Westown Pkwy, Ste 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed insurance: Life, Disability, Annuities, Long-Term Care, Health, Medicare Supplements, Group Benefits. **INTELETRAVEL POSITION: Owner NATURE: Travel Agent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2024 ADDRESS: 1313 S 11th St, Adel IA 50003, United States DESCRIPTION: Help people with booking trips for leisure. Coordinate flights, hotels, rental cars, activities, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-10-07
• S63 Uniform Securities Agent State Law Examination
  2024-07-16

Other Names

• Alex Krumbholz