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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-28
LA RA APPROVED 2016-01-15
  • TX RA
    APPROVED
    Since 2016-06-28
  • LA RA
    APPROVED
    Since 2016-01-15

Branch Locations

17431 Jefferson Hwy, Ste B, Baton Rouge, LA 70817 • United States

Prairieville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baton Rouge LA 06/2008 Present
Previous Registrations
Other Businesses

1. 8/25/2010: Rodosta Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-04
S63 Uniform Securities Agent State Law Examination 2005-06-24
  • S65 Uniform Investment Adviser Law Examination
    2016-04-04
  • S63 Uniform Securities Agent State Law Examination
    2005-06-24
Other Names
  • Linda Michelle Stuart
  • Linda Rodosta

View on SEC IAPD

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