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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-19
  • CA RA
    APPROVED
    Since 2026-02-19

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

13490 Pacific Highlands Ranch Pkwy, San Diego, CA 92130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2019 02/2021
Nicolas Creative Touch San Marcos CA 12/2017 02/2019
National University-Spectrum Campus San Diego CA 08/2015 12/2017
Awm Global Advisors San Diego CA 04/2022 12/2025
Go2Pix San Marcos CA 02/2021 04/2022
Wells Fargo Clearing Services, Llc San Diego CA 01/2026 Present
Wells Fargo Bank, Na San Diego CA 01/2026 Present
  • 04/2019 → 02/2021
    St Louis, MO
  • 12/2017 → 02/2019
    Nicolas Creative Touch
    San Marcos, CA
  • 08/2015 → 12/2017
    National University-Spectrum Campus
    San Diego, CA
  • 04/2022 → 12/2025
    San Diego, CA
  • 02/2021 → 04/2022
    Go2Pix
    San Marcos, CA
  • 01/2026 → Present
    San Diego, CA
  • 01/2026 → Present
    Wells Fargo Bank, Na
    San Diego, CA
Previous Registrations
  • 2022-05-02 → 2026-01-06
    San Diego, CA
  • 2019-08-06 → 2021-02-12
    San Marcos, CA
    Carlsbad, CA
    St Louis, MO
    San Marcos, CA
    San Diego, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-03-10
S65 Uniform Investment Adviser Law Examination 2025-09-13
S66 Uniform Combined State Law Examination 2019-08-03
  • S63 Uniform Securities Agent State Law Examination
    2026-03-10
  • S65 Uniform Investment Adviser Law Examination
    2025-09-13
  • S66 Uniform Combined State Law Examination
    2019-08-03
Other Names
  • Citadel Leano Nicolas
  • Citadel Nicolas Penn
  • Citadel Penn

View on SEC IAPD

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