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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-10
  • PA RA
    APPROVED
    Since 2023-08-10

Branch Locations

620 W Germantown Pike Ste 170, Plymouth Meeting, PA 19462 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 04/2019 08/2023
Securian Financial Services Inc St Paul MN 04/2019 08/2023
Delaware Valley Advisors Llc Huntingdon Valley PA 04/2019 Present
University Of Pennsylvania Philadelphia PA 07/2016 Present
Cetera Wealth Services, Llc Plymouth Meeting PA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Attainable Real Estate Iq Llc Cheltenham PA 11/2024 Present
Raines And Simpson Investments Company Dba Rising Sun Pizza Philadelphia PA 02/2023 Present
  • 04/2019 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 04/2019 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 04/2019 → Present
    Delaware Valley Advisors Llc
    Huntingdon Valley, PA
  • 07/2016 → Present
    University Of Pennsylvania
    Philadelphia, PA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Plymouth Meeting, PA
  • 08/2023 → Present
    Schaumburg, IL
  • 11/2024 → Present
    Attainable Real Estate Iq Llc
    Cheltenham, PA
  • 02/2023 → Present
    Raines And Simpson Investments Company Dba Rising Sun Pizza
    Philadelphia, PA
Previous Registrations
  • 2019-07-19 → 2023-08-10
    Securian Financial Services, Inc.
    Plymouth Meeting, PA
    St. Paul, MN
Other Businesses

1) DELAWARE VALLEY ADVISORS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2019 ADDRESS: , Huntingdon Valley PA , United States DESCRIPTION: Agent/Broker 2) RENTAL PROPERTIES POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2022 ADDRESS: 307 W Spencer Street, Philadelphia PA 19120, United States DESCRIPTION: I will manage a rental property I own. 3) RISING SUN PIZZA & GRILL POSITION: Owner NATURE: Food/Beverage Service INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2023 ADDRESS: 6919 Rising Sun Ave, Philadelphia PA 19111, United States DESCRIPTION: Rising Sun Pizza is a delivery, carryout and dine in pizzeria in Northeast Philadelphia. I am the owner of this business. My wife Elvie Raines is the general manager and runs the business day to day. I only help with the books and advertising. 4) NAME OF OTHER BUSINESS: WEALTHBRIDGE FINANCIAL , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: ATTAINABLE REAL ESTATE IQ LLC, INVESTMENT RELATED: NO, ADDRESS: 425 JEFFERSON AVE, CHELTENHAM, PA 19012, NATURE OF BUSINESS: REAL ESTATE, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PURCHASE AND HOLD REAL ESTATE; 6) NAME OF OTHER BUSINESS: RAINES AND SIMPSON INVESTMENTS COMPANY DBA RISING SUN PIZZA INVESTMENT RELATED: NO ADDRESS: 6919 RISING SUN AVE PHILADELPHIA PA 19111 NATURE OF BUSINESS: FOOD SERVICE/ PIZZA PLACE START DATE: 2/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I OWN THE BUSINESS BUT MY WIFE RUNS THE DAY TO DAY. I HELP WHEN NEEDED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-27
  • S66 Uniform Combined State Law Examination
    2019-06-27

View on SEC IAPD

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