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111 W. Ocean Blvd, 4Th Floor, Long Beach, CA 90802 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-06 |
Branch Locations
111 W. Ocean Blvd, 4Th Floor, Long Beach, CA 90802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Torrance | CA | 02/2016 | 08/2024 |
| Raymond James Financial Services Advisors Inc. | Torrance | CA | 02/2016 | 08/2024 |
| N/A | Long Beach | CA | 01/2020 | Present |
| Arete Wealth Management | Chicago | IL | 08/2024 | Present |
| Crux Wealth Advisors | Chicago | IL | 02/2016 | Present |
(1)Name of Business: N/A Address: Long Beach, CA, 90804, United States Activity Type: Other Position/Title: Notary (Paid) Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will only be compensated if the customer is NOT affiliated with CRUX Wealth Advisors. The maximum notary fee will be $15 per signature.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-28 |
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