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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-07-26
NY RA APPROVED 2021-03-31
TX RA APPROVED 2020-09-09
  • AZ RA
    APPROVED
    Since 2023-07-26
  • NY RA
    APPROVED
    Since 2021-03-31
  • TX RA
    APPROVED
    Since 2020-09-09

Branch Locations

1430 Broadway Suite 700, New York, NY 10018 • United States

1702 E. Highland Ave Suite 204, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gold Coast Football Club Baldwin NY 08/2018 03/2019
Bellmore-Merrick School District North Merrick NY 08/2018 11/2018
La Fitness Delray Beach FL 01/2017 10/2017
Immaculata-La Salle High School Miami FL 10/2015 05/2017
Florida International University Miami FL 08/2014 12/2016
Unemployed Baldwin NY 11/2017 07/2018
Axa Advisors Llc New York NY 04/2019 05/2020
Cetera Investment Services Llc St Cloud MN 05/2020 Present
Cetera Investment Advisers Llc New York NY 05/2020 Present
  • 08/2018 → 03/2019
    Gold Coast Football Club
    Baldwin, NY
  • 08/2018 → 11/2018
    Bellmore-Merrick School District
    North Merrick, NY
  • 01/2017 → 10/2017
    La Fitness
    Delray Beach, FL
  • 10/2015 → 05/2017
    Immaculata-La Salle High School
    Miami, FL
  • 08/2014 → 12/2016
    Florida International University
    Miami, FL
  • 11/2017 → 07/2018
    Unemployed
    Baldwin, NY
  • 04/2019 → 05/2020
    Axa Advisors Llc
    New York, NY
  • 05/2020 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2020 → Present
    New York, NY
Previous Registrations
Other Businesses

1.) ARIZONA CAPITAL MANAGEMENT, DBA FOR CETERA BUSINESS, 40/HRS/WK; 2.) ZEBRETTE WEALTH MANAGEMENT, S-CORP (PASS-THROUGH ENTITY FOR CETERA SELF-EMPLOYMENT INCOME), 100% OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-26
  • S66 Uniform Combined State Law Examination
    2019-06-26

View on SEC IAPD

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