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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-24 |
| CO | RA | APPROVED | 2020-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boulder | CO | 12/2019 | Present |
| Elevations Credit Union | Broomfield | CO | 11/2019 | 12/2019 |
| Prudential | Centennial | CO | 10/2017 | 11/2019 |
| Honor Society Handcrafted Eatery | Denver | CO | 07/2015 | 10/2017 |
| Lyft | Denver | CO | 01/2016 | 04/2017 |
I*461761For profit or not for profit: Entity For Profit, Name of outside business organization: James Chestnut, Investment related: N, Address of business: Denver, Colorado, 80302, Nature of business: ["Sole Proprietorship"]Position, title, association: ["Other"], Start date of relationship: 12/23/2019, Number of hours devoted: 50 hour(s) Yearly, Number of hours devoted during trading hours: 0, Duties: I occasionally perform in theatrical, staged, or cabaret productions that are usually one night only and I will receive tips or small amounts of compensation for the performances.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-13 |
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