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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-16 |
| TX | RA | APPROVED | 2024-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 09/2019 | 02/2024 |
| Morgan Stanley | Shrewsbury | NJ | 04/2019 | 08/2019 |
| Vanilla Sky | Shrewsbury | NJ | 02/2018 | 05/2019 |
| New York Community Bank | Westbury | NY | 06/2018 | 09/2018 |
| Mango Bay (Formerly Carlyle On The Green) | Farmingdale | NY | 04/2017 | 06/2018 |
| Ariola Foods | Farmingdale | NY | 01/2014 | 01/2017 |
| Monmouth University | West Long Branch | NJ | 01/2017 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-18 |
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