Sophia Patti

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 07/2021
  Raymond James & Associates, Inc.
  Saint Petersburg, FL
• 01/2020 → 03/2020
  Verger Capital Management
  Winston Salem, NC
• 06/2019 → 08/2019
  Raymond James
  New York, NY
• 05/2018 → 06/2018
  Huntington Country Club
  Huntington, NY
• 05/2017 → 07/2017
  American Documentary
  Brooklyn, NY
• 08/2016 → 05/2020
  Wake Forest University
  Winston Salem, NC
• 01/2021 → 07/2021
  Carillon Fund Distributors, Inc
  St. Petersburg, FL
• 07/2021 → 01/2022
  Raymond James & Associates, Inc.
  Saint Petersburg, FL
• 01/2022 → Present
  Raymond James & Associates, Inc.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2021-01-04

Other Names

• Sophia Patti
• Sophia Marie Patti