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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-03 |
Branch Locations
126 5Th Ave, Brooklyn, NY 11217 • United States
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 04/2019 | 07/2019 |
| Bank Of America | New York | NY | 11/2018 | 04/2019 |
| Hsbc Bank | New York | NY | 08/2013 | 11/2018 |
| Hsbc Securities (Usa) Inc. | New York | NY | 05/2019 | 07/2019 |
| Hsbc Bank Usa, N.A. | New York | NY | 12/2020 | 12/2022 |
| Hsbc Securities (Usa) Inc. | New York | NY | 01/2021 | 12/2022 |
| Borough Of Manhattan Community College | New York | NY | 07/2019 | 11/2020 |
| Wells Fargo Bank, Na | New York | NY | 01/2023 | Present |
| Wells Fargo Bank, Na | New York | NY | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-21 |
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