Mary Ann Giaimo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Short Hills, NJ
• 11/2016 → 06/2020
  Wells Fargo Clearing Services, Llc
  Short Hills, NJ
• 06/2020 → Present
  Ameriprise Financial Services, Llc
  Florham Park, NJ

Previous Registrations

• 2003-10-27 → 2020-07-14
  Wells Fargo Clearing Services, Llc
  Short Hills, NJ
  Short Hills, NJ
  Boca Raton, FL

Other Businesses

Other Business Activities; Seton Hall University - Senior Assessment; Participate in a panel at Seton Hall University for a project called Senior Assessment. Judge students based on performance and presentation skills. Students are required to conduct a presentation as well as answer questions from the judges.; 400 S Orange Ave, , South Orange, NJ, 07079; Not Investment-Related; 11/12/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-21

Other Names

• Mary Ann Giaimo
• Samuels
• Mary Ann Samuels